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Financial Services and Markets Authority
Results: 490

#	Item
341	Fair and Effective Financial Markets Review Terms of Reference Objectives To reinforce confidence in the fairness and effectiveness of wholesale financial market activity conducted in the United Kingdom; Add to Reading List Source URL: www.bankofengland.co.uk Language: English - Date: 2014-06-11 11:59:27 Economics Anthropology Market Regulation Public administration Financial Services Authority Law Financial markets Financial regulation
342	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]April 12, 2006 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-19 15:58:26 Financial regulation Financial economics Financial system Financial services Financial markets Securities Exchange Act U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Act United States securities law 73rd United States Congress United States Securities and Exchange Commission
343	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]February 7, 2014 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-10 09:13:51 Financial economics Financial system Financial markets Financial Industry Regulatory Authority Financial services Chicago Board Options Exchange Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Self-regulatory organizations United States securities law Economy of the United States
344	Financial Services Authority Di rect line : +[removed]4142 Emai l: david.lawton@ fsa.gov .uk Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-04-24 15:42:10 Systemic risk Bonds Financial markets Financial services Bond Covered bond Dodd–Frank Wall Street Reform and Consumer Protection Act Volcker Rule Late-2000s financial crisis Financial economics Economics Finance
345	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 30, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings to Determ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-31 07:50:48 Stock market Financial system Self-regulatory organizations Alternative display facility Financial Industry Regulatory Authority Financial markets Financial services U.S. Securities and Exchange Commission Securities Exchange Act United States securities law Financial economics Investment
346	Comment Letter on File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-04-17 14:55:39 United States securities law Financial markets Financial system Corporate crime U.S. Securities and Exchange Commission Securities regulation in the United States Broker-dealer Securities Exchange Act Financial Industry Regulatory Authority Financial economics Financial services Finance
347	ESMA Presentation - Financial Education Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-07-12 14:29:56 Financial services European Union Collective investment schemes European Insurance and Occupational Pensions Authority European System of Financial Supervisors European Securities and Markets Authority Euro Security Esma Financial economics Investment Economics
348	press release "High level committee on a new financial architecture" Add to Reading List Source URL: docufin.fgov.be Language: English - Date: 2009-02-24 09:33:53 Politics of the European Union Financial markets Government Alexandre Lamfalussy Committee of European Securities Regulators Banking Finance and Insurance Commission Late-2000s financial crisis Financial Services Authority Centre for European Policy Studies Economics Economic history European Commission
349	Financial Market Supervision: European Perspectives James K. Jackson Specialist in International Trade and Finance August 25, 2009 Add to Reading List Source URL: assets.opencrs.com Language: English - Date: 2009-09-14 13:48:29 Europe Financial regulation European Union directives Markets in Financial Instruments Directive Financial Services Action Plan Committee of European Banking Supervisors European Insurance and Occupational Pensions Authority Euro Directive on services in the internal market European Union Economy of the European Union Financial economics
350	October 17, 2011 VIA ELECTRONIC MAIL ([removed]) Ms. Elizabeth Murphy Secretary United States Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-18 14:45:17 Financial services United States securities law Financial regulation Financial markets Self-regulatory organizations Broker-dealer Financial Industry Regulatory Authority Foreign exchange market Securities Exchange Act Financial economics Financial system Finance

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